Compliance
Licenses & Disclosures
Walter E. Katz
The K Corporation
Walter Katz is a registered representative of and offers securities, investment advisory, and financial planning services through MML Investors Services, LLC. Member SIPC. Supervisory Office: 3 Greenway Plaza, Suite 1500, Houston, Texas 77046, 713-402-3800. Walter Katz holds the following:
Designations
- CERTIFIED FINANCIAL PLANNER (CFP®)
- Accredited Investment Fiduciary (AIF®)
- Retirement Income Certified Planner (RICP®)
- Chartered Financial Consultant (ChFC)
- Chartered Life Underwriter (CLU)
- Certified Long-Term Care Consultant (CLTC)
FINRA Registrations
Series 7, Series 63, Series 65
Licenses
Group 1 Insurance License
Degrees
B.A. in Business Administration
Titles
Walter received his Special Care Planner certificate from Massachusetts Mutual Life Insurance Company's Special Care Planner course. (ChSNC)
California License Information
- Name:
- Walter Everett Katz
- Domicile State:
- Texas
- CA Insurance License #:
- 0B32009
Licensed to solicit insurance products in: CA, CO, FL, MI, MS, NC, NY, and TX
Licensed to solicit securities in: AL, CA, CO, FL, GA, LA, MD, MN, NJ, NY, NC, OK, PA, TN, TX, UT, and VA
